Ci Dealer Service Fee Agreement

ACM consultants are licensed to sell shares, bonds, investment funds, GICs and other securities subject to legal exceptions. Your advisor may also offer insurance-related products, such as. B separate funds, provided that they are duly registered in accordance with current insurance legislation and that the trader authorizes such activity which must be carried out outside the distributor. ACM is a member of the Investment Industry Regulators Organization of Canada (“IIROC”). IIROC is the national self-regulatory body that monitors all investment traders and trading activities in Canadian debt and equity markets. To learn more about IIROC, please visit Assante offers a variety of financial and asset management products and services, as described below: the terms and conditions under which products and services may differ from those described on this site and change from time to time. Products and services are provided only in accordance with the terms of the specific investment contract, prospectus or other documents or contracts governing their sale. In the event of contradictions between the content of this website and such an investment contract, prospectus or other document or contract, the terms of the investment contract, prospectus or any other document or contract prevail. While every effort is made to keep the content of this site up to date, you should ask yourself and your Assante advisor if any changes have been made to the terms and conditions under which Assante offers products and services that are not reflected on this site. Some products and services may not be available in all offices.

Products and services can only be sold through companies and individuals authorized to sell the product in jurisdictions where the product is qualified for sale. This site does not constitute an offer or invitation to purchase or sell products or services to persons or services in the United States, their territories or property, or in jurisdiction where an offer or invitation is not authorized or cannot be made legally, or to a person to whom it is illegal to submit an offer or invitation. For specific information about your jurisdiction, please contact your nearest Assante office.